0001225208-22-007115.txt : 20220517
0001225208-22-007115.hdr.sgml : 20220517
20220517160825
ACCESSION NUMBER: 0001225208-22-007115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220515
FILED AS OF DATE: 20220517
DATE AS OF CHANGE: 20220517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carter Horace
CENTRAL INDEX KEY: 0001902821
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 22934512
MAIL ADDRESS:
STREET 1: 1100 RIDGEWAY LOOP ROAD
CITY: MEMPHIS
STATE: TN
ZIP: 38120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2022-05-15
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001902821
Carter Horace
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President, Fixed Income
Common Stock
2022-05-15
4
M
0
150.0000
0
A
18727.0000
D
Common Stock
1157.0000
I
ESOP
Restricted Stock Units
2022-05-15
4
M
0
150.0000
0.0000
D
2022-05-15
2022-05-15
Common Stock
150.0000
0.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through May 13, 2022.
This Form 4 reports the vesting of RSUs awarded to the reporting person.
/s/ Horace Carter by Jonathan J. Doyle as Attorney-in-Fact
2022-05-17