0001225208-22-003540.txt : 20220228 0001225208-22-003540.hdr.sgml : 20220228 20220228162109 ACCESSION NUMBER: 0001225208-22-003540 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220224 FILED AS OF DATE: 20220228 DATE AS OF CHANGE: 20220228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCGEARY RODERICK C CENTRAL INDEX KEY: 0001206884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 22689936 MAIL ADDRESS: STREET 1: 1421 MCCRTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2022-02-24 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001206884 MCGEARY RODERICK C 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2022-02-24 4 M 0 1925.0000 0 A 16761.0000 D Restricted Stock Units 2022-02-24 4 A 0 1683.0000 0.0000 A Common Stock 1683.0000 3608.0000 D Restricted Stock Units 2022-02-24 4 M 0 1925.0000 0.0000 D Common Stock 1925.0000 1683.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock. The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2023. The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. The RSU grant was previously reported as covering 1,283 shares awarded on February 18, 2021, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors, (ii) the vesting of RSUs awarded to the reporting person, and (iii) revised balances in the holdings of the registrant's common stock after giving effect to a 3-for-2 stock split by means of a stock dividend that was effected on September 21, 2021. /s/ Roderick C. McGeary by Jonathan J. Doyle as Attorney-in-Fact 2022-02-28