0001225208-21-015036.txt : 20211216
0001225208-21-015036.hdr.sgml : 20211216
20211216135155
ACCESSION NUMBER: 0001225208-21-015036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211214
FILED AS OF DATE: 20211216
DATE AS OF CHANGE: 20211216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elwyn Tashtego S
CENTRAL INDEX KEY: 0001601145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 211497315
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2021-12-14
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001601145
Elwyn Tashtego S
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
CEO & President - RJA
Common Stock
2021-12-14
4
M
0
3473.0000
0
A
56560.0000
D
Common Stock
2021-12-14
4
F
0
1366.0000
96.4000
D
55194.0000
D
Common Stock
6890.0000
I
ESOP
Common Stock
75.0000
I
UTMA Custodian for Daughter
Common Stock
75.0000
I
UTMA Custodian for Son
Restricted Stock Units
2021-12-14
4
M
0
3473.0000
0.0000
D
2021-12-14
2021-12-14
Common Stock
3473.0000
0.0000
D
Restricted Stock Units
2021-12-15
4
A
0
2982.0000
0.0000
A
2024-12-15
2024-12-15
Common Stock
2982.0000
2982.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 6, 2021.
The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The RSU grant was previously reported as covering 2,315 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
This Form 4 reports (i) a grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan as a portion of the annual bonus to the reporting person, (ii) the vesting of RSUs awarded to the reporting person on December 14, 2018, and (iii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.
/s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact
2021-12-16