0001225208-20-014072.txt : 20201202
0001225208-20-014072.hdr.sgml : 20201202
20201202091413
ACCESSION NUMBER: 0001225208-20-014072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201130
FILED AS OF DATE: 20201202
DATE AS OF CHANGE: 20201202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raney Steven M
CENTRAL INDEX KEY: 0001422342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 201362518
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2020-11-30
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001422342
Raney Steven M
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President & CEO RJBank
Common Stock
2020-11-30
4
M
0
3000.0000
0
A
37101.0000
D
Common Stock
2020-11-30
4
M
0
1000.0000
0
A
38101.0000
D
Common Stock
2020-11-30
4
F
0
243.0000
90.9500
D
37858.0000
D
Common Stock
2020-11-30
4
F
0
730.0000
90.9500
D
37128.0000
D
Common Stock
1804.0000
I
ESOP
Restricted Stock Units
2020-11-30
4
M
0
1000.0000
0.0000
D
2021-11-30
Common Stock
1000.0000
1000.0000
D
Restricted Stock Units
2020-11-30
4
M
0
3000.0000
0.0000
D
2022-11-30
Common Stock
3000.0000
2000.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 26, 2020.
RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and will vest 20% on 11/30/2021.
RSUs vested 60% on 11/30/2020, and will vest 20% on 11/30/2021, and 20% on 11/30/2022.
This Form 4 reports (i) the partial vestings of RSUs awarded to the reporting person and (ii) dispositions by the reporting person to the issuer to cover tax liability in connection with such vestings.
/s/ Steven M. Raney by Jonathan J. Doyle as Attorney-in-Fact
2020-12-02