0001225208-20-003241.txt : 20200224
0001225208-20-003241.hdr.sgml : 20200224
20200224153836
ACCESSION NUMBER: 0001225208-20-003241
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200220
FILED AS OF DATE: 20200224
DATE AS OF CHANGE: 20200224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Gordon L
CENTRAL INDEX KEY: 0001500125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 20644051
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2020-02-20
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001500125
Johnson Gordon L
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Common Stock
2020-02-20
4
M
0
2091.0000
0
A
20659.0000
D
Common Stock
2020-02-21
4
M
0
60.0000
0
A
20719.0000
D
Restricted Stock Units
2020-02-20
4
A
0
1481.0000
0.0000
A
Common Stock
1481.0000
3572.0000
D
Restricted Stock Units
2020-02-20
4
M
0
2091.0000
0.0000
D
Common Stock
2091.0000
1481.0000
D
Restricted Stock Units
2020-02-21
4
A
0
246.0000
0.0000
A
Common Stock
246.0000
1727.0000
D
Restricted Stock Units
2020-02-21
4
M
0
60.0000
0.0000
D
2020-02-21
Common Stock
60.0000
0.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021.
The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.
RSUs vested 60% on 2/21/2018, 20% on 2/21/2019 and 20% on 2/21/2020.
This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors, (ii) a grant to non-executive directors of Raymond James Bank, a subsidiary of registrant, and (iii) the vesting of RSUs awarded to the reporting person.
/s/ Gordon L. Johnson by Jonathan J. Doyle as Attorney-in-Fact
2020-02-24