0001225208-20-003039.txt : 20200221
0001225208-20-003039.hdr.sgml : 20200221
20200221135356
ACCESSION NUMBER: 0001225208-20-003039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200220
FILED AS OF DATE: 20200221
DATE AS OF CHANGE: 20200221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dowdle Jeffrey A
CENTRAL INDEX KEY: 0001541020
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 20638759
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2020-02-20
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001541020
Dowdle Jeffrey A
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
COO & Head of Asset Mgmt.
Common Stock
2020-02-20
4
S
0
8692.0000
100.5228
D
37959.0000
D
Common Stock
8298.0000
I
ESOP
Common Stock
1500.0000
I
UTMA Custodian for Daughter EC
Common Stock
1500.0000
I
UTMA Custodian for Son GT
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $100.50 to $100.53.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 20, 2020.
The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
This Form 4 reports the open market sale by the reporting person of shares of common stock.
/s/ Jeffrey A. Dowdle by Jonathan J. Doyle as Attorney-in-Fact
2020-02-21