0001225208-20-002736.txt : 20200219 0001225208-20-002736.hdr.sgml : 20200219 20200219143534 ACCESSION NUMBER: 0001225208-20-002736 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200217 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Gordon L CENTRAL INDEX KEY: 0001500125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 20628919 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2020-02-17 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001500125 Johnson Gordon L 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2020-02-17 4 M 0 180.0000 0.0000 A 18508.0000 D Common Stock 2020-02-19 4 M 0 60.0000 0 A 18568.0000 D Restricted Stock Units 0.0000 2020-02-17 4 M 0 180.0000 0.0000 D 2022-02-17 Common Stock 180.0000 120.0000 D Restricted Stock Units 2020-02-19 4 M 0 60.0000 0.0000 D 2021-02-19 Common Stock 60.0000 60.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. RSUs vested 60% on 2/17/2020, will vest 20% on 2/17/2021, and 20% on 2/17/2022. RSUs vested 60% on 2/19/2019, 20% on 2/19/2020, and will vest 20% on 2/19/2021. This Form 4 reports the vesting of RSUs awarded to the reporting person. /s/ Gordon L. Johnson by Jonathan J. Doyle as Attorney-in-Fact 2020-02-19