0001225208-20-000730.txt : 20200113 0001225208-20-000730.hdr.sgml : 20200113 20200113092655 ACCESSION NUMBER: 0001225208-20-000730 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200109 FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allaire Bella Loykhter CENTRAL INDEX KEY: 0001537767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 20523020 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2020-01-09 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001537767 Allaire Bella Loykhter 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Executive Vice President-RJA Common Stock 2020-01-09 4 M 0 2500.0000 55.4900 A 69413.0000 D Common Stock 2020-01-09 4 M 0 2074.0000 48.2000 A 71487.0000 D Common Stock 2020-01-09 4 F 0 2652.0000 92.8500 D 68835.0000 D Common Stock 533.0000 I ESOP Employee Stock Option (right to buy) 55.4900 2020-01-09 4 M 0 2500.0000 0.0000 D 2021-11-20 Common Stock 2500.0000 0.0000 D Employee Stock Option (right to buy) 48.2000 2020-01-09 4 M 0 2074.0000 0.0000 D 2020-11-21 Common Stock 2074.0000 0.0000 D Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 9, 2020. The stock option vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. This Form 4 reports the exercise of stock options and disposition by the reporting person to the issuer to cover the exercise price and tax liability in connection with such exercise. /s/ Bella Loykhter Allaire by Jonathan J. Doyle as Attorney-in-Fact 2020-01-13