0001225208-18-016807.txt : 20181218
0001225208-18-016807.hdr.sgml : 20181218
20181218155122
ACCESSION NUMBER: 0001225208-18-016807
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181214
FILED AS OF DATE: 20181218
DATE AS OF CHANGE: 20181218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REILLY PAUL C
CENTRAL INDEX KEY: 0001240439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 181240480
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2018-12-14
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001240439
REILLY PAUL C
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
1
Chief Executive Officer
Common Stock
2018-12-15
4
M
0
20891.0000
0
A
155824.0000
D
Common Stock
2018-12-15
4
F
0
7729.0000
74.3400
D
148095.0000
D
Common Stock
906.0000
I
ESOP
Restricted Stock Units
2018-12-14
4
A
0
29108.0000
0.0000
A
2021-12-14
2021-12-14
Common Stock
29108.0000
29108.0000
D
Restricted Stock Units
2018-12-15
4
M
0
20891.0000
0.0000
D
2018-12-15
2018-12-15
Common Stock
20891.0000
0.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 14, 2018.
Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
This Form 4 reports (i) a grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan as a portion of the annual bonus to the reporting person, (ii) the vesting of RSUs awarded to the reporting person on 12/15/2015, and (iii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.
/s/ Paul C. Reilly by Jonathan J. Doyle as Attorney-in-Fact
2018-12-18