0001225208-18-015998.txt : 20181130
0001225208-18-015998.hdr.sgml : 20181130
20181130134818
ACCESSION NUMBER: 0001225208-18-015998
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181128
FILED AS OF DATE: 20181130
DATE AS OF CHANGE: 20181130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elwyn Tashtego S
CENTRAL INDEX KEY: 0001601145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 181210734
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2018-11-28
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001601145
Elwyn Tashtego S
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President - RJA
Common Stock
2018-11-28
4
A
0
2170.0000
0.0000
A
19143.0000
D
Common Stock
4203.0000
I
ESOP
Common Stock
50.0000
I
UTMA Custodian for Daughter
Common Stock
50.0000
I
UTMA Custodian for Son
Restricted Stock Units
2018-11-29
4
A
0
5000.0000
0.0000
A
2023-11-29
Common Stock
5000.0000
5000.0000
D
Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2015.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 28, 2018.
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
RSUs vest 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.
This Form 4 reports (1) the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2015 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period and (2) a grant of RSUs to the reporting person.
/s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact
2018-11-30