0001225208-18-015854.txt : 20181126 0001225208-18-015854.hdr.sgml : 20181126 20181126091555 ACCESSION NUMBER: 0001225208-18-015854 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181121 FILED AS OF DATE: 20181126 DATE AS OF CHANGE: 20181126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allaire Bella Loykhter CENTRAL INDEX KEY: 0001537767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 181200041 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2018-11-21 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001537767 Allaire Bella Loykhter 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Executive Vice President-RJA Common Stock 2018-11-21 4 M 0 2000.0000 0 A 55682.0000 D Common Stock 2018-11-21 4 F 0 787.0000 76.1000 D 54895.0000 D Common Stock 457.0000 I ESOP Restricted Stock Units 2018-11-21 4 M 0 2000.0000 0.0000 D 2018-11-21 Common Stock 2000.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 18, 2018. The restricted stock units vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person on November 21, 2013 and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting. /s/ Bella Loykhter Allaire by Jonathan J. Doyle as Attorney-in-Fact 2018-11-26