0001225208-18-015696.txt : 20181120
0001225208-18-015696.hdr.sgml : 20181120
20181120133431
ACCESSION NUMBER: 0001225208-18-015696
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181118
FILED AS OF DATE: 20181120
DATE AS OF CHANGE: 20181120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Curtis Scott A
CENTRAL INDEX KEY: 0001601143
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 181195036
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2018-11-18
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001601143
Curtis Scott A
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President - RJFS
Common Stock
2018-11-18
4
M
0
4500.0000
0
A
69361.0000
D
Common Stock
2018-11-18
4
F
0
1095.0000
78.7400
D
68266.0000
D
Common Stock
2221.0000
I
ESOP
Restricted Stock Units
2018-11-18
4
M
0
4500.0000
0.0000
D
2020-11-18
Common Stock
4500.0000
3000.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 18, 2018.
RSUs vested 60% on 11/18/2018, and will vest 20% on 11/18/2019, and 20% on 11/18/2020.
This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person on November 18, 2015 and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.
/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact
2018-11-20