0001225208-18-014926.txt : 20181029
0001225208-18-014926.hdr.sgml : 20181029
20181029164946
ACCESSION NUMBER: 0001225208-18-014926
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181025
FILED AS OF DATE: 20181029
DATE AS OF CHANGE: 20181029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REILLY PAUL C
CENTRAL INDEX KEY: 0001240439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 181144721
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2018-10-25
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001240439
REILLY PAUL C
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
1
Chief Executive Officer
Common Stock
2018-10-25
4
M
0
9890.0000
48.2000
A
108140.0000
D
Common Stock
2018-10-25
4
M
0
7500.0000
55.4900
A
115640.0000
D
Common Stock
2018-10-25
4
M
0
2500.0000
37.8700
A
118140.0000
D
Common Stock
2018-10-25
4
F
0
15749.0000
75.5600
D
102391.0000
D
Common Stock
905.0000
I
ESOP
Employee Stock Option (right to buy)
55.4900
2018-10-25
4
M
0
7500.0000
0.0000
D
2021-11-20
Common Stock
7500.0000
5000.0000
D
Employee Stock Option (right to buy)
48.2000
2018-10-25
4
M
0
9890.0000
0.0000
D
2020-11-21
Common Stock
9890.0000
2500.0000
D
Employee Stock Option (right to buy)
37.8700
2018-10-25
4
M
0
2500.0000
0.0000
D
2019-11-29
Common Stock
2500.0000
0.0000
D
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through October 25, 2018.
On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/21/2017, and will vest 20% on 11/21/2018, and 20% on 11/21/2019.
The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and will vest 20% on 11/21/2018.
The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
This Form 4 reports (1) the exercise of employee stock options by the reporting person, and (2) a disposition by the reporting person to the issuer to cover tax liability in connection with such exercise.
/s/ Paul C. Reilly by Jonathan J. Doyle as Attorney-in-Fact
2018-10-29