0001225208-18-014879.txt : 20181026
0001225208-18-014879.hdr.sgml : 20181026
20181026102128
ACCESSION NUMBER: 0001225208-18-014879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181024
FILED AS OF DATE: 20181026
DATE AS OF CHANGE: 20181026
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TROCIN JEFFREY E
CENTRAL INDEX KEY: 0001185788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 181140677
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2018-10-24
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001185788
TROCIN JEFFREY E
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Co-Pres-GlobEq&Inv Banking-RJA
Common Stock
2018-10-24
4
M
0
17360.0000
37.8700
A
180167.0000
D
Common Stock
5713.0000
I
ESOP
Employee Stock Option (right to buy)
37.8700
2018-10-24
4
M
0
17360.0000
0.0000
D
2019-11-29
Common Stock
17360.0000
0.0000
D
Includes 62 shares of common stock acquired on March 2, 2018, 58 shares of common stock acquired on June 4, 2018, and 61 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through October 24, 2018.
The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
This Form 4 reports the exercise of employee stock options by the reporting person.
/s/ Jeffrey E. Trocin by Jonathan J. Doyle as Attorney-in-Fact
2018-10-26