0001225208-18-014879.txt : 20181026 0001225208-18-014879.hdr.sgml : 20181026 20181026102128 ACCESSION NUMBER: 0001225208-18-014879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181024 FILED AS OF DATE: 20181026 DATE AS OF CHANGE: 20181026 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROCIN JEFFREY E CENTRAL INDEX KEY: 0001185788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 181140677 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2018-10-24 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001185788 TROCIN JEFFREY E 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Co-Pres-GlobEq&Inv Banking-RJA Common Stock 2018-10-24 4 M 0 17360.0000 37.8700 A 180167.0000 D Common Stock 5713.0000 I ESOP Employee Stock Option (right to buy) 37.8700 2018-10-24 4 M 0 17360.0000 0.0000 D 2019-11-29 Common Stock 17360.0000 0.0000 D Includes 62 shares of common stock acquired on March 2, 2018, 58 shares of common stock acquired on June 4, 2018, and 61 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through October 24, 2018. The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. This Form 4 reports the exercise of employee stock options by the reporting person. /s/ Jeffrey E. Trocin by Jonathan J. Doyle as Attorney-in-Fact 2018-10-26