0001225208-18-004841.txt : 20180301 0001225208-18-004841.hdr.sgml : 20180301 20180301094423 ACCESSION NUMBER: 0001225208-18-004841 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Allaire Bella Loykhter CENTRAL INDEX KEY: 0001537767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 18654971 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2018-02-27 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001537767 Allaire Bella Loykhter 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Executive Vice President-RJA Common Stock 2018-02-27 4 M 0 2500.0000 37.8700 A 44231.0000 D Common Stock 2018-02-27 4 M 0 110.0000 48.2000 A 44341.0000 D Common Stock 2018-02-27 4 F 0 1066.0000 93.7000 D 43275.0000 D Common Stock 409.0000 I ESOP Employee Stock Option (right to buy) 48.2000 2018-02-27 4 M 0 110.0000 0.0000 D 2020-11-21 Common Stock 110.0000 12390.0000 D Employee Stock Option (right to buy) 37.8700 2018-02-27 4 M 0 2500.0000 0.0000 D 2019-11-29 Common Stock 2500.0000 10000.0000 D Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 27, 2018. The stock option vested 60% on 11/21/2016, vested 20% on 11/21/2017, and will vest 20% on 11/21/2018. The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. This Form 4 reports the exercise of stock options and the disposition of common stock to the issuer to cover the exercise price. /s/ Bella Loykhter Allaire by Jonathan J. Doyle as Attorney-in-Fact 2018-03-01