0001225208-18-004091.txt : 20180226
0001225208-18-004091.hdr.sgml : 20180226
20180226134015
ACCESSION NUMBER: 0001225208-18-004091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180222
FILED AS OF DATE: 20180226
DATE AS OF CHANGE: 20180226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STORY SUSAN N
CENTRAL INDEX KEY: 0001233549
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 18639817
MAIL ADDRESS:
STREET 1: ONE ENERGY PLACE
CITY: PENSCOLA
STATE: FL
ZIP: 32520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2018-02-22
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001233549
STORY SUSAN N
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Common Stock
2018-02-22
4
M
0
1580.0000
0.0000
A
22694.5320
D
Common Stock
2018-02-22
4
M
0
400.0000
0
A
23094.5320
D
Restricted Stock Units
2018-02-22
4
A
0
1644.0000
0.0000
A
Common Stock
1644.0000
1644.0000
D
Restricted Stock Units
0.0000
2018-02-22
4
M
0
1580.0000
0.0000
D
Common Stock
1580.0000
0.0000
D
Restricted Stock Units
2018-02-22
4
M
0
400.0000
0.0000
D
2018-02-22
Common Stock
400.0000
0.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.
The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.
By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2018.
Restricted Stock Units vested 60% on 2/22/2016, 20% on 2/22/2017 and 20% on 2/22/2018.
This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors and (ii) the vesting of RSUs awarded to the reporting person.
/s/ Susan N. Story by Jonathan J. Doyle as Attorney-in-Fact
2018-02-26