0001225208-18-001898.txt : 20180131 0001225208-18-001898.hdr.sgml : 20180131 20180131084048 ACCESSION NUMBER: 0001225208-18-001898 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180129 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Elwyn Tashtego S CENTRAL INDEX KEY: 0001601145 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 18561098 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2018-01-29 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001601145 Elwyn Tashtego S 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 President - RJA Common Stock 2018-01-29 4 S 0 7275.0000 97.3645 D 10871.0000 D Common Stock 4113.0000 I ESOP Common Stock 50.0000 I UTMA Custodian for Daughter Common Stock 50.0000 I UTMA Custodian for Son The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for such transaction was $97.25 to $97.49. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 29, 2018. This Form 4 reports the open market sale by the reporting person of shares of common stock. /s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact 2018-01-31