0001225208-17-019024.txt : 20171222 0001225208-17-019024.hdr.sgml : 20171222 20171222163841 ACCESSION NUMBER: 0001225208-17-019024 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171215 FILED AS OF DATE: 20171222 DATE AS OF CHANGE: 20171222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bunn James E CENTRAL INDEX KEY: 0001706890 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 171273062 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4/A 1 doc4a.xml X0306 4/A 2017-12-15 2017-12-19 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001706890 Bunn James E 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Co-Pres-GlobEq&Inv Banking-RJA Restricted Stock Units 2017-12-15 4 A 0 8977.0000 0.0000 A 2020-12-15 2020-12-15 Common Stock 8977.0000 8977.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. This Form 4/A amends the timely-filed original Form 4 to correct a clerical error in the number of RSUs granted in connection with the annual bonus. /s/ James E. Bunn by Jonathan J. Doyle as Attorney-in-Fact 2017-12-22