0001225208-17-019016.txt : 20171222 0001225208-17-019016.hdr.sgml : 20171222 20171222111235 ACCESSION NUMBER: 0001225208-17-019016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171221 FILED AS OF DATE: 20171222 DATE AS OF CHANGE: 20171222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROCIN JEFFREY E CENTRAL INDEX KEY: 0001185788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 171271645 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2017-12-21 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001185788 TROCIN JEFFREY E 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Co-Pres-GlobEq&Inv Banking-RJA Common Stock 2017-12-21 4 M 0 2640.0000 37.8700 A 162626.0000 D Common Stock 5587.0000 I ESOP Employee Stock Option (right to buy) 37.8700 2017-12-21 4 M 0 2640.0000 0.0000 D 2019-11-29 Common Stock 2640.0000 17360.0000 D Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 28, 2017. The stock option vested 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. This Form 4 reports the partial exercise of employee stock options by the reporting person. /s/ Jeffrey E. Trocin by Jonathan J. Doyle as Attorney-in-Fact 2017-12-22