0001225208-17-002092.txt : 20170131
0001225208-17-002092.hdr.sgml : 20170131
20170131084302
ACCESSION NUMBER: 0001225208-17-002092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170130
FILED AS OF DATE: 20170131
DATE AS OF CHANGE: 20170131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elwyn Tashtego S
CENTRAL INDEX KEY: 0001601145
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 17559477
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2017-01-30
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001601145
Elwyn Tashtego S
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President - RJA
Common Stock
2017-01-30
4
M
0
791.0000
37.8700
A
16248.0000
D
Common Stock
2017-01-30
4
S
0
791.0000
74.0301
D
15457.0000
D
Common Stock
4005.0000
I
ESOP
Common Stock
50.0000
I
UTMA Custodian for Daughter
Common Stock
50.0000
I
UTMA Custodian for Son
Employee Stock Option (right to buy)
37.8700
2017-01-30
4
M
0
791.0000
0.0000
D
2019-11-29
Common Stock
791.0000
4418.0000
D
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 24, 2016.
Of the 10,000 employee stock options granted on 11/29/2012, 60% vested on 11/29/2015, 20% on 11/29/2016, and 20% will vest on 11/29/2017.
This Form 4 reports (i) the exercise of employee stock options and (ii) the open market sale of shares of common stock by the reporting person.
/s/ Tashtego S. Elwyn by Jonathan J. Doyle as Attorney-in-Fact
2017-01-31