0001225208-17-000935.txt : 20170110
0001225208-17-000935.hdr.sgml : 20170110
20170110115145
ACCESSION NUMBER: 0001225208-17-000935
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170106
FILED AS OF DATE: 20170110
DATE AS OF CHANGE: 20170110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TROCIN JEFFREY E
CENTRAL INDEX KEY: 0001185788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 17519793
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2017-01-06
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001185788
TROCIN JEFFREY E
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Executive Vice President - RJF
Common Stock
2017-01-06
4
M
0
3690.0000
27.1000
A
163244.0000
D
Common Stock
2017-01-06
4
F
0
1339.0000
74.6600
D
161905.0000
D
Common Stock
8950.0000
I
ESOP
Employee Stock Option (right to buy)
27.1000
2017-01-06
4
M
0
3690.0000
0.0000
D
2017-01-22
Common Stock
3690.0000
1310.0000
D
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2016.
Of the 25,0000 employee stock options granted on 11/22/2011, 60% became exercisable on 11/22/2014, 20% on 11/22/2015, and 20% on 11/22/2016.
This Form 4 reports (i) the exercise of employee stock options granted to the reporting person on 11/22/2011 and (ii) the related disposition by the reporting person to the issuer to cover taxes and the exercise price.
/s/ Jeffrey E. Trocin by Jonathan J. Doyle as Attorney-in-Fact
2017-01-10