0001225208-17-000935.txt : 20170110 0001225208-17-000935.hdr.sgml : 20170110 20170110115145 ACCESSION NUMBER: 0001225208-17-000935 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170106 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROCIN JEFFREY E CENTRAL INDEX KEY: 0001185788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 17519793 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 4 1 doc4.xml X0306 4 2017-01-06 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001185788 TROCIN JEFFREY E 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Executive Vice President - RJF Common Stock 2017-01-06 4 M 0 3690.0000 27.1000 A 163244.0000 D Common Stock 2017-01-06 4 F 0 1339.0000 74.6600 D 161905.0000 D Common Stock 8950.0000 I ESOP Employee Stock Option (right to buy) 27.1000 2017-01-06 4 M 0 3690.0000 0.0000 D 2017-01-22 Common Stock 3690.0000 1310.0000 D Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2016. Of the 25,0000 employee stock options granted on 11/22/2011, 60% became exercisable on 11/22/2014, 20% on 11/22/2015, and 20% on 11/22/2016. This Form 4 reports (i) the exercise of employee stock options granted to the reporting person on 11/22/2011 and (ii) the related disposition by the reporting person to the issuer to cover taxes and the exercise price. /s/ Jeffrey E. Trocin by Jonathan J. Doyle as Attorney-in-Fact 2017-01-10