0001225208-16-028251.txt : 20160225 0001225208-16-028251.hdr.sgml : 20160225 20160225152239 ACCESSION NUMBER: 0001225208-16-028251 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160224 FILED AS OF DATE: 20160225 DATE AS OF CHANGE: 20160225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY STREET 2: P O BOX 12749 CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: P O BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saltzman Robert CENTRAL INDEX KEY: 0001419558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 161455622 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 4 1 doc4.xml X0306 4 2016-02-24 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001419558 Saltzman Robert 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2016-02-24 4 M 0 400.0000 0 A 15108.0000 D Common Stock 2016-02-25 4 M 0 400.0000 0 A 15508.0000 D Restricted Stock Units 2016-02-24 4 M 0 400.0000 0.0000 D 2017-02-24 Common Stock 400.0000 400.0000 D Restricted Stock Units 2016-02-25 4 M 0 400.0000 0.0000 D 2016-02-25 Common Stock 400.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% will vest on 2/24/2017. Of the 2,000 RSUs granted on 2/25/2011, 60% vested on 2/25/2014, 20% on 2/25/2015 and 20% on 2/25/2016. This Form 4 reports (i) the vesting of a portion of RSUs awarded to the reporting person on 2/24/2012 and (ii) the vesting of the balance of RSUs awarded to the reporting person on 2/25/2011. /s/ Robert P. Saltzman by Paul L. Matecki as Attorney-in-Fact 2016-02-26