0001225208-16-028251.txt : 20160225
0001225208-16-028251.hdr.sgml : 20160225
20160225152239
ACCESSION NUMBER: 0001225208-16-028251
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160224
FILED AS OF DATE: 20160225
DATE AS OF CHANGE: 20160225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
STREET 2: P O BOX 12749
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: P O BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Saltzman Robert
CENTRAL INDEX KEY: 0001419558
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 161455622
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2016-02-24
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001419558
Saltzman Robert
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Common Stock
2016-02-24
4
M
0
400.0000
0
A
15108.0000
D
Common Stock
2016-02-25
4
M
0
400.0000
0
A
15508.0000
D
Restricted Stock Units
2016-02-24
4
M
0
400.0000
0.0000
D
2017-02-24
Common Stock
400.0000
400.0000
D
Restricted Stock Units
2016-02-25
4
M
0
400.0000
0.0000
D
2016-02-25
Common Stock
400.0000
0.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Of the 2,000 RSUs granted on 2/24/2012, 60% vested on 2/24/2015, 20% on 2/24/2016 and 20% will vest on 2/24/2017.
Of the 2,000 RSUs granted on 2/25/2011, 60% vested on 2/25/2014, 20% on 2/25/2015 and 20% on 2/25/2016.
This Form 4 reports (i) the vesting of a portion of RSUs awarded to the reporting person on 2/24/2012 and (ii) the vesting of the balance of RSUs awarded to the reporting person on 2/25/2011.
/s/ Robert P. Saltzman by Paul L. Matecki as Attorney-in-Fact
2016-02-26