0001225208-16-027395.txt : 20160223
0001225208-16-027395.hdr.sgml : 20160223
20160223092026
ACCESSION NUMBER: 0001225208-16-027395
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160219
FILED AS OF DATE: 20160223
DATE AS OF CHANGE: 20160223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
STREET 2: P O BOX 12749
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: P O BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Saltzman Robert
CENTRAL INDEX KEY: 0001419558
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 161446983
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2016-02-19
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001419558
Saltzman Robert
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Common Stock
2016-02-21
4
M
0
2208.0000
0
A
13508.0000
D
Common Stock
2016-02-22
4
M
0
1200.0000
0
A
14708.0000
D
Restricted Stock Units
2016-02-19
4
A
0
2849.0000
0.0000
A
Common Stock
2849.0000
2849.0000
D
Restricted Stock Units
2016-02-21
4
M
0
2208.0000
0.0000
D
2016-02-21
2016-02-21
Common Stock
2208.0000
0.0000
D
Restricted Stock Units
2016-02-22
4
M
0
1200.0000
0.0000
D
2018-02-22
Common Stock
1200.0000
800.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2017.
Of the 2,000 RSUs granted on 2/22/2013, 60% vested on 2/22/2016, 20% will vest on 2/22/2017 and 20% on 2/22/2018.
This Form 4 reports (i) the vesting of a portion of RSUs awarded to the reporting person on 2/22/2013, (ii) the vesting of RSUs awarded to the reporting person on 2/21/2015, and (iii) the acquisition by the reporting
person of RSUs resulting from an annual grant to the registrant's non-executive directors.
/s/ Robert P. Saltzman by Paul L. Matecki as Attorney-in-Fact
2016-02-23