0001225208-16-027395.txt : 20160223 0001225208-16-027395.hdr.sgml : 20160223 20160223092026 ACCESSION NUMBER: 0001225208-16-027395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160219 FILED AS OF DATE: 20160223 DATE AS OF CHANGE: 20160223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY STREET 2: P O BOX 12749 CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: P O BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saltzman Robert CENTRAL INDEX KEY: 0001419558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 161446983 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 4 1 doc4.xml X0306 4 2016-02-19 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001419558 Saltzman Robert 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2016-02-21 4 M 0 2208.0000 0 A 13508.0000 D Common Stock 2016-02-22 4 M 0 1200.0000 0 A 14708.0000 D Restricted Stock Units 2016-02-19 4 A 0 2849.0000 0.0000 A Common Stock 2849.0000 2849.0000 D Restricted Stock Units 2016-02-21 4 M 0 2208.0000 0.0000 D 2016-02-21 2016-02-21 Common Stock 2208.0000 0.0000 D Restricted Stock Units 2016-02-22 4 M 0 1200.0000 0.0000 D 2018-02-22 Common Stock 1200.0000 800.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2017. Of the 2,000 RSUs granted on 2/22/2013, 60% vested on 2/22/2016, 20% will vest on 2/22/2017 and 20% on 2/22/2018. This Form 4 reports (i) the vesting of a portion of RSUs awarded to the reporting person on 2/22/2013, (ii) the vesting of RSUs awarded to the reporting person on 2/21/2015, and (iii) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors. /s/ Robert P. Saltzman by Paul L. Matecki as Attorney-in-Fact 2016-02-23