0001562180-22-007951.txt : 20221130
0001562180-22-007951.hdr.sgml : 20221130
20221130170440
ACCESSION NUMBER: 0001562180-22-007951
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221128
FILED AS OF DATE: 20221130
DATE AS OF CHANGE: 20221130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Philip C
CENTRAL INDEX KEY: 0001575523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 221436203
MAIL ADDRESS:
STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD
STREET 2: FOXTON CAMBRIDGE
CITY: LONDON
STATE: X0
ZIP: CB22 6SL
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 911962278
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-11-28
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001575523
Cox Philip C
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Operations Officer
Common Stock
2022-06-30
5
A
false
E
36.00
335.742
A
8522.00
D
Common Stock
2022-11-28
4
F
false
40.00
217.52
D
8482.00
D
Common Stock
2022-11-28
4
M
false
40.00
0.00
A
8522.00
D
Common Stock
16.00
I
By 401(k)/ESOP
Restricted Stock Unit
2022-11-28
4
F
false
40.00
0.00
D
2029-05-02
Common Stock
40.00
930.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of restricted stock units.
The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
/s/Wei Sun, Attorney-in-Fact for Philip Cox
2022-11-30