0001562180-22-003792.txt : 20220504
0001562180-22-003792.hdr.sgml : 20220504
20220504210059
ACCESSION NUMBER: 0001562180-22-003792
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220502
FILED AS OF DATE: 20220504
DATE AS OF CHANGE: 20220504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds-Waters Christopher
CENTRAL INDEX KEY: 0001421898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 22893647
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 911962278
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-05-02
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001421898
Edmonds-Waters Christopher
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Human Resources Officer
Common Stock
2022-05-01
2022-05-02
4
M
false
1028.00
A
2579.00
D
Common Stock
2022-05-01
2022-05-02
4
M
false
154.00
A
2733.00
D
Common Stock
2022-05-01
2022-05-02
4
M
false
253.00
A
2986.00
D
Common Stock
2022-05-01
2022-05-02
4
M
false
135.00
A
3121.00
D
Common Stock
2022-05-01
2022-05-02
4
F
false
77.00
497.67
D
3044.00
D
Common Stock
2022-05-01
2022-05-02
4
F
false
67.00
497.67
D
2977.00
D
Common Stock
2022-05-01
2022-05-02
4
F
false
126.00
497.67
D
2851.00
D
Common Stock
2022-05-01
2022-05-02
4
F
false
510.00
497.67
D
2341.00
D
Common Stock
3005.00
I
By 401(k)/ESOP
Restricted Stock Unit
2022-05-01
2022-05-02
4
M
false
135.00
0.00
D
2025-05-01
Common Stock
135.00
0.00
D
Restricted Stock Unit
2022-05-01
2022-05-02
4
M
false
1028.00
0.00
D
2022-05-01
2026-04-30
Common Stock
1028.00
0.00
D
Restricted Stock Unit
2022-05-01
2022-05-02
4
M
false
154.00
0.00
D
2026-05-01
Common Stock
154.00
154.00
D
Restricted Stock Unit
2022-05-01
2022-05-02
4
M
false
253.00
0.00
D
2027-05-01
Common Stock
253.00
505.00
D
Performance Restricted Stock Unit
2022-05-02
5
A
false
E
1600.00
0.00
A
2025-01-31
2029-05-02
Common Stock
1600.00
1600.00
D
Restricted Stock Unit
2022-05-02
4
A
false
533.00
0.00
A
2029-05-02
Common Stock
533.00
533.00
D
Stock Option
497.67
2022-05-02
4
A
false
1317.00
0.00
A
2029-05-02
Common Stock
1317.00
1317.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2022.
25%/4yr beginning on 01-May-2018.
Restricted stock units are subject to cliff vest on May 1, 2022.
25%/4yr beginning on 01-May-2019.
25%/4yr beginning on 01-May-2020.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2025.
/s/Wei Sun, Attorney-in-Fact for Christopher Edmonds-Waters
2022-05-04