0001562180-22-000582.txt : 20220121
0001562180-22-000582.hdr.sgml : 20220121
20220121183051
ACCESSION NUMBER: 0001562180-22-000582
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220119
FILED AS OF DATE: 20220121
DATE AS OF CHANGE: 20220121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds-Waters Christopher
CENTRAL INDEX KEY: 0001421898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 22547048
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 911962278
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2022-01-19
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001421898
Edmonds-Waters Christopher
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Human Resources Officer
Common Stock
2021-12-30
5
A
false
E
5.00
480.148
A
2855.00
D
Common Stock
2022-01-19
4
A
false
3085.00
A
5940.00
D
Common Stock
2022-01-19
4
A
false
1480.00
A
7420.00
D
Common Stock
2964.00
I
By 401(k)/ESOP
Performance Restricted Stock Unit
2022-01-19
4
M
false
3085.00
0.00
D
2022-01-31
2026-04-30
Common Stock
3085.00
0.00
D
Performance Restricted Stock Unit
2022-01-19
4
M
false
1480.00
0.00
D
2022-01-31
2026-05-01
Common Stock
1480.00
0.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2021.
/s/Desiree Combs, Attorney-in-Fact for Christopher Edmonds-Waters
2022-01-21