0001562180-22-000579.txt : 20220121 0001562180-22-000579.hdr.sgml : 20220121 20220121183037 ACCESSION NUMBER: 0001562180-22-000579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220119 FILED AS OF DATE: 20220121 DATE AS OF CHANGE: 20220121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 22547045 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-01-19 false 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Operations Officer Common Stock 2022-01-19 4 A false 6172.00 A 12945.00 D Common Stock 2022-01-19 4 A false 2468.00 A 15413.00 D Common Stock 11.00 I By 401(k)/ESOP Performance Restricted Stock Unit 2022-01-19 4 M false 6172.00 0.00 D 2022-01-31 2026-04-30 Common Stock 6172.00 0.00 D Performance Restricted Stock Unit 2022-01-19 4 M false 2468.00 0.00 D 2022-01-31 2026-05-01 Common Stock 2468.00 0.00 D To the extent deemed earned on January 19, 2022, these awards are scheduled to complete their time-based vesting, and cliff vest on January 31, 2022. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. /s/Desiree Combs, Attorney-in-Fact for Philip Cox 2022-01-21