0001562180-21-007462.txt : 20211203 0001562180-21-007462.hdr.sgml : 20211203 20211203183728 ACCESSION NUMBER: 0001562180-21-007462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER GREGORY W CENTRAL INDEX KEY: 0001259867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 211471478 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-12-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001259867 BECKER GREGORY W 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false President and CEO Common Stock 2021-12-01 4 S false 283.00 693.05 D 71609.00 I Revocable Trust Common Stock 2021-12-01 4 S false 1400.00 694.77 D 70209.00 I Revocable Trust Common Stock 2021-12-01 4 S false 2536.00 695.57 D 67673.00 I Revocable Trust Common Stock 2021-12-01 4 M false 4500.00 105.18 A 72173.00 I Revocable Trust Common Stock 2021-12-01 4 M false 4000.00 105.18 A 76173.00 I Revocable Trust Common Stock 2021-12-01 4 M false 4000.00 105.18 A 80173.00 I Revocable Trust Common Stock 2021-12-01 4 S false 1300.00 696.30 D 78873.00 I Revocable Trust Common Stock 2021-12-01 4 S false 1410.00 697.70 D 77463.00 I Revocable Trust Common Stock 2021-12-01 4 S false 1151.00 700.24 D 76312.00 I Revocable Trust Common Stock 2021-12-01 4 S false 3538.00 702.47 D 72774.00 I Revocable Trust Common Stock 2021-12-01 4 S false 882.00 703.59 D 71892.00 I Revocable Trust Common Stock 6149.00 I By 401(k)/ESOP Stock Option 105.18 2021-12-01 4 M false 4000.00 0.00 D 2017-05-02 2023-05-02 Common Stock 4000.00 20951.00 D Stock Option 105.18 2021-12-01 4 M false 4000.00 0.00 D 2017-05-02 2023-05-02 Common Stock 4000.00 16951.00 D Stock Option 105.18 2021-12-01 4 M false 4500.00 0.00 D 2017-05-02 2023-05-02 Common Stock 4500.00 12451.00 D This transaction was executed in multiple trades at prices ranging from $693.01 to $693.24; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $694.01 to $695.00; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $695.01 to $695.85; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $696.17 to $696.96; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $697.65 to $698.35; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $700.00 to $700.33; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $701.95 to $702.84; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $703.32 to $703.67; the price reported above reflects the weighted average sale price. These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective October 26, 2021. /s/Desiree Combs, Attorney-in-Fact for Gregory Becker 2021-12-03