0001562180-21-006906.txt : 20211109 0001562180-21-006906.hdr.sgml : 20211109 20211109133146 ACCESSION NUMBER: 0001562180-21-006906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211105 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 211391239 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-11-05 false 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Human Resources Officer Common Stock 2021-06-30 5 A false E 23.00 329.239 A 2850.00 D Common Stock 2021-11-05 4 M false 51.00 0.00 A 2901.00 D Common Stock 2021-11-05 4 M false 17.00 0.00 A 2918.00 D Common Stock 2021-11-05 4 F false 51.00 747.52 D 2867.00 D Common Stock 2021-11-05 4 F false 17.00 747.52 D 2850.00 D Common Stock 2966.00 I By 401(k)/ESOP Performance Restricted Stock Unit 2021-11-05 4 F false 51.00 0.00 D 2024-01-31 2028-05-03 Common Stock 51.00 1087.00 D Restricted Stock Unit 2021-11-05 4 F false 17.00 0.00 D 2028-05-03 Common Stock 17.00 362.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of performance restricted stock units. Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2021. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2024. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. /s/Desiree Combs, Attorney-in-Fact for Christopher Edmonds-Waters 2021-11-09