0001562180-21-006906.txt : 20211109
0001562180-21-006906.hdr.sgml : 20211109
20211109133146
ACCESSION NUMBER: 0001562180-21-006906
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211105
FILED AS OF DATE: 20211109
DATE AS OF CHANGE: 20211109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds-Waters Christopher
CENTRAL INDEX KEY: 0001421898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 211391239
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 911962278
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-11-05
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001421898
Edmonds-Waters Christopher
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Human Resources Officer
Common Stock
2021-06-30
5
A
false
E
23.00
329.239
A
2850.00
D
Common Stock
2021-11-05
4
M
false
51.00
0.00
A
2901.00
D
Common Stock
2021-11-05
4
M
false
17.00
0.00
A
2918.00
D
Common Stock
2021-11-05
4
F
false
51.00
747.52
D
2867.00
D
Common Stock
2021-11-05
4
F
false
17.00
747.52
D
2850.00
D
Common Stock
2966.00
I
By 401(k)/ESOP
Performance Restricted Stock Unit
2021-11-05
4
F
false
51.00
0.00
D
2024-01-31
2028-05-03
Common Stock
51.00
1087.00
D
Restricted Stock Unit
2021-11-05
4
F
false
17.00
0.00
D
2028-05-03
Common Stock
17.00
362.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of performance restricted stock units.
Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of restricted stock units.
The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2021.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2024.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
/s/Desiree Combs, Attorney-in-Fact for Christopher Edmonds-Waters
2021-11-09