0001562180-21-004699.txt : 20210702 0001562180-21-004699.hdr.sgml : 20210702 20210702141419 ACCESSION NUMBER: 0001562180-21-004699 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210702 DATE AS OF CHANGE: 20210702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hon Karen CENTRAL INDEX KEY: 0001787570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 211069222 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-06-30 false 0000719739 SVB FINANCIAL GROUP SIVB 0001787570 Hon Karen 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Accounting Officer Common Stock 2021-06-30 4 S false 127.00 551.85 D 3133.00 D Common Stock 2021-06-30 5 A false E 64.00 329.239 A 3197.00 D Common Stock 319.00 I By 401(k)/ESOP The transaction reported was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021. These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021. /s/Desiree Combs, Attorney-In-Fact for Karen Hon 2021-07-02