0001562180-21-004699.txt : 20210702
0001562180-21-004699.hdr.sgml : 20210702
20210702141419
ACCESSION NUMBER: 0001562180-21-004699
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210702
DATE AS OF CHANGE: 20210702
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hon Karen
CENTRAL INDEX KEY: 0001787570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 211069222
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 911962278
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
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2021-06-30
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0000719739
SVB FINANCIAL GROUP
SIVB
0001787570
Hon Karen
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Accounting Officer
Common Stock
2021-06-30
4
S
false
127.00
551.85
D
3133.00
D
Common Stock
2021-06-30
5
A
false
E
64.00
329.239
A
3197.00
D
Common Stock
319.00
I
By 401(k)/ESOP
The transaction reported was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021.
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2021.
/s/Desiree Combs, Attorney-In-Fact for Karen Hon
2021-07-02