0001562180-21-003271.txt : 20210505 0001562180-21-003271.hdr.sgml : 20210505 20210505185300 ACCESSION NUMBER: 0001562180-21-003271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Edmonds-Waters Christopher CENTRAL INDEX KEY: 0001421898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 21895101 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-05-03 false 0000719739 SVB FINANCIAL GROUP SIVB 0001421898 Edmonds-Waters Christopher 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Human Resources Officer Common Stock 2021-05-01 2021-05-03 4 M false 135.00 A 2731.00 D Common Stock 2021-05-01 2021-05-03 4 M false 154.00 A 2885.00 D Common Stock 2021-05-01 2021-05-03 4 M false 253.00 A 3138.00 D Common Stock 2021-05-02 2021-05-03 4 M false 171.00 A 3309.00 D Common Stock 2021-05-01 2021-05-03 4 F false 67.00 564.63 D 3242.00 D Common Stock 2021-05-01 2021-05-03 4 F false 77.00 564.63 D 3165.00 D Common Stock 2021-05-01 2021-05-03 4 F false 126.00 564.63 D 3039.00 D Common Stock 2021-05-02 2021-05-03 4 F false 85.00 564.63 D 2954.00 D Common Stock 2982.00 I By 401(k)/ESOP Restricted Stock Unit 2021-05-01 2021-05-03 4 M false 135.00 0.00 D 2025-05-01 Common Stock 135.00 135.00 D Restricted Stock Unit 2021-05-01 2021-05-03 4 M false 154.00 0.00 D 2026-05-01 Common Stock 154.00 308.00 D Restricted Stock Unit 2021-05-01 2021-05-03 4 M false 253.00 0.00 D 2027-05-01 Common Stock 253.00 758.00 D Restricted Stock Unit 2021-05-02 2021-05-03 4 M false 171.00 0.00 D 2024-05-02 Common Stock 171.00 0.00 D Stock Option 564.63 2021-05-03 4 A false 1139.00 0.00 A 2028-05-03 Common Stock 1139.00 1139.00 D Restricted Stock Unit 2021-05-03 4 A false 379.00 0.00 A 2028-05-03 Common Stock 379.00 379.00 D Performance Restricted Stock Unit 2021-05-03 5 A false E 1138.00 0.00 A 2024-01-31 2028-05-03 Common Stock 1138.00 1138.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2021. 25%/4yr beginning on 01-May-2018. 25%/4yr beginning on 01-May-2019. 25%/4yr beginning on 01-May-2020. 25%/4yr beginning on 02-May-2017. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2024. /s/Wei Sun, Attorney-in-Fact for Christopher Edmonds-Waters 2021-05-05