0001562180-21-003262.txt : 20210505 0001562180-21-003262.hdr.sgml : 20210505 20210505182619 ACCESSION NUMBER: 0001562180-21-003262 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210503 FILED AS OF DATE: 20210505 DATE AS OF CHANGE: 20210505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beck Daniel J CENTRAL INDEX KEY: 0001708156 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 21895021 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-05-03 false 0000719739 SVB FINANCIAL GROUP SIVB 0001708156 Beck Daniel J 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Financial Officer Common Stock 2021-05-01 2021-05-03 4 M false 184.00 A 4093.00 D Common Stock 2021-05-01 2021-05-03 4 M false 309.00 A 4402.00 D Common Stock 2021-05-01 2021-05-03 4 M false 452.00 A 4854.00 D Common Stock 2021-05-01 2021-05-03 4 F false 92.00 564.63 D 4762.00 D Common Stock 2021-05-01 2021-05-03 4 F false 154.00 564.63 D 4608.00 D Common Stock 2021-05-01 2021-05-03 4 F false 225.00 564.63 D 4383.00 D Common Stock 30.00 I By 401(k)/ESOP Restricted Stock Unit 2021-05-01 2021-05-03 4 M false 184.00 0.00 D 2025-05-01 Common Stock 184.00 184.00 D Restricted Stock Unit 2021-05-01 2021-05-03 4 M false 309.00 0.00 D 2026-05-01 Common Stock 309.00 616.00 D Restricted Stock Unit 2021-05-01 2021-05-03 4 M false 452.00 0.00 D 2027-05-01 Common Stock 452.00 1354.00 D Stock Option 564.63 2021-05-03 4 A false 2136.00 0.00 A 2028-05-03 Common Stock 2136.00 2136.00 D Restricted Stock Unit 2021-05-03 4 A false 711.00 0.00 A 2028-05-03 Common Stock 711.00 711.00 D Performance Restricted Stock Unit 2021-05-03 5 A false E 2134.00 0.00 A 2024-01-31 2028-05-03 Common Stock 2134.00 2134.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2021. 25%/4yr beginning on 01-May-2018. 25%/4yr beginning on 01-May-2019. 25%/4yr beginning on 01-May-2020. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2024. /s/Wei Sun, Attorney-in-Fact for Daniel Beck 2021-05-05