0001562180-21-003262.txt : 20210505
0001562180-21-003262.hdr.sgml : 20210505
20210505182619
ACCESSION NUMBER: 0001562180-21-003262
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210503
FILED AS OF DATE: 20210505
DATE AS OF CHANGE: 20210505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Beck Daniel J
CENTRAL INDEX KEY: 0001708156
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 21895021
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 911962278
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-05-03
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001708156
Beck Daniel J
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Financial Officer
Common Stock
2021-05-01
2021-05-03
4
M
false
184.00
A
4093.00
D
Common Stock
2021-05-01
2021-05-03
4
M
false
309.00
A
4402.00
D
Common Stock
2021-05-01
2021-05-03
4
M
false
452.00
A
4854.00
D
Common Stock
2021-05-01
2021-05-03
4
F
false
92.00
564.63
D
4762.00
D
Common Stock
2021-05-01
2021-05-03
4
F
false
154.00
564.63
D
4608.00
D
Common Stock
2021-05-01
2021-05-03
4
F
false
225.00
564.63
D
4383.00
D
Common Stock
30.00
I
By 401(k)/ESOP
Restricted Stock Unit
2021-05-01
2021-05-03
4
M
false
184.00
0.00
D
2025-05-01
Common Stock
184.00
184.00
D
Restricted Stock Unit
2021-05-01
2021-05-03
4
M
false
309.00
0.00
D
2026-05-01
Common Stock
309.00
616.00
D
Restricted Stock Unit
2021-05-01
2021-05-03
4
M
false
452.00
0.00
D
2027-05-01
Common Stock
452.00
1354.00
D
Stock Option
564.63
2021-05-03
4
A
false
2136.00
0.00
A
2028-05-03
Common Stock
2136.00
2136.00
D
Restricted Stock Unit
2021-05-03
4
A
false
711.00
0.00
A
2028-05-03
Common Stock
711.00
711.00
D
Performance Restricted Stock Unit
2021-05-03
5
A
false
E
2134.00
0.00
A
2024-01-31
2028-05-03
Common Stock
2134.00
2134.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2021.
25%/4yr beginning on 01-May-2018.
25%/4yr beginning on 01-May-2019.
25%/4yr beginning on 01-May-2020.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2024.
/s/Wei Sun, Attorney-in-Fact for Daniel Beck
2021-05-05