0001562180-21-001845.txt : 20210303
0001562180-21-001845.hdr.sgml : 20210303
20210303114955
ACCESSION NUMBER: 0001562180-21-001845
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210301
FILED AS OF DATE: 20210303
DATE AS OF CHANGE: 20210303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hon Karen
CENTRAL INDEX KEY: 0001787570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 21707777
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-03-01
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001787570
Hon Karen
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Accounting Officer
Common Stock
2021-03-01
4
M
false
416.00
129.81
A
3822.00
D
Common Stock
2021-03-01
4
M
false
975.00
107.98
A
4797.00
D
Common Stock
2021-03-01
4
S
false
871.00
531.1094
D
3926.00
D
Common Stock
2021-03-01
4
S
false
520.00
531.8831
D
3406.00
D
Common Stock
318.00
I
By 401(k)/ESOP
Stock Option
129.81
2021-03-01
4
M
false
416.00
0.00
D
2022-05-01
Common Stock
416.00
0.00
D
Stock Option
107.98
2021-03-01
4
M
false
975.00
0.00
D
2021-04-29
Common Stock
975.00
0.00
D
This transaction was executed in multiple trades at prices ranging from $530.80 to $531.77; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $531.84 to $531.95; the price reported above reflects the weighted average sale price.
25%/4yr beginning on 01-May-2015.
25%/4yr beginning on 29-Apr-2014.
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021.
/s/Desiree Combs, Attorney-In-Fact for Karen Hon
2021-03-03