0001562180-21-001845.txt : 20210303 0001562180-21-001845.hdr.sgml : 20210303 20210303114955 ACCESSION NUMBER: 0001562180-21-001845 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hon Karen CENTRAL INDEX KEY: 0001787570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 21707777 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-03-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001787570 Hon Karen 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Accounting Officer Common Stock 2021-03-01 4 M false 416.00 129.81 A 3822.00 D Common Stock 2021-03-01 4 M false 975.00 107.98 A 4797.00 D Common Stock 2021-03-01 4 S false 871.00 531.1094 D 3926.00 D Common Stock 2021-03-01 4 S false 520.00 531.8831 D 3406.00 D Common Stock 318.00 I By 401(k)/ESOP Stock Option 129.81 2021-03-01 4 M false 416.00 0.00 D 2022-05-01 Common Stock 416.00 0.00 D Stock Option 107.98 2021-03-01 4 M false 975.00 0.00 D 2021-04-29 Common Stock 975.00 0.00 D This transaction was executed in multiple trades at prices ranging from $530.80 to $531.77; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $531.84 to $531.95; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 01-May-2015. 25%/4yr beginning on 29-Apr-2014. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 27, 2021. /s/Desiree Combs, Attorney-In-Fact for Karen Hon 2021-03-03