0001562180-21-000892.txt : 20210204
0001562180-21-000892.hdr.sgml : 20210204
20210204102515
ACCESSION NUMBER: 0001562180-21-000892
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210202
FILED AS OF DATE: 20210204
DATE AS OF CHANGE: 20210204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Philip C
CENTRAL INDEX KEY: 0001575523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 21589425
MAIL ADDRESS:
STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD
STREET 2: FOXTON CAMBRIDGE
CITY: LONDON
STATE: X0
ZIP: CB22 6SL
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-02-02
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001575523
Cox Philip C
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Operations Officer
Common Stock
2021-02-02
4
M
false
905.00
105.18
A
9643.00
D
Common Stock
2021-02-02
4
M
false
2008.00
178.39
A
11651.00
D
Common Stock
2021-02-02
4
S
false
905.00
467.9723
D
10746.00
D
Common Stock
2021-02-02
4
S
false
2008.00
467.9723
D
8738.00
D
Common Stock
2021-02-02
4
S
false
2372.00
467.8158
D
6366.00
D
Common Stock
8.00
I
By 401(k)/ESOP
Stock Option
105.18
2021-02-02
4
M
false
905.00
0.00
D
2023-05-02
Common Stock
905.00
0.00
D
Stock Option
178.39
2021-02-02
4
M
false
2008.00
0.00
D
2024-05-02
Common Stock
2008.00
669.00
D
This transaction was executed in multiple trades at prices ranging from $467.66 to $468.04; the price reported above reflects the weighted average sale price.
25%/4yr beginning on 02-May-2016.
25%/4yr beginning on 02-May-2017.
/s/Desiree Combs, Attorney-in-Fact for Philip Cox
2021-02-04