0001562180-21-000892.txt : 20210204 0001562180-21-000892.hdr.sgml : 20210204 20210204102515 ACCESSION NUMBER: 0001562180-21-000892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210202 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 21589425 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-02-02 false 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Operations Officer Common Stock 2021-02-02 4 M false 905.00 105.18 A 9643.00 D Common Stock 2021-02-02 4 M false 2008.00 178.39 A 11651.00 D Common Stock 2021-02-02 4 S false 905.00 467.9723 D 10746.00 D Common Stock 2021-02-02 4 S false 2008.00 467.9723 D 8738.00 D Common Stock 2021-02-02 4 S false 2372.00 467.8158 D 6366.00 D Common Stock 8.00 I By 401(k)/ESOP Stock Option 105.18 2021-02-02 4 M false 905.00 0.00 D 2023-05-02 Common Stock 905.00 0.00 D Stock Option 178.39 2021-02-02 4 M false 2008.00 0.00 D 2024-05-02 Common Stock 2008.00 669.00 D This transaction was executed in multiple trades at prices ranging from $467.66 to $468.04; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 02-May-2016. 25%/4yr beginning on 02-May-2017. /s/Desiree Combs, Attorney-in-Fact for Philip Cox 2021-02-04