0001562180-21-000631.txt : 20210129 0001562180-21-000631.hdr.sgml : 20210129 20210129160822 ACCESSION NUMBER: 0001562180-21-000631 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210127 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zuckert Michael S CENTRAL INDEX KEY: 0001601636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 21571254 MAIL ADDRESS: STREET 1: 365 HAWTHORNE AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-01-27 false 0000719739 SVB FINANCIAL GROUP SIVB 0001601636 Zuckert Michael S 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false General Counsel Common Stock 2021-01-27 4 M false 290.00 122.55 A 8105.00 D Common Stock 2021-01-27 4 M false 2066.00 129.81 A 10171.00 D Common Stock 2021-01-27 4 M false 3219.00 105.18 A 13390.00 D Common Stock 2021-01-27 4 S false 100.00 460.57 D 13290.00 D Common Stock 2021-01-27 4 S false 789.00 463.2937 D 12501.00 D Common Stock 2021-01-27 4 S false 400.00 464.3275 D 12101.00 D Common Stock 2021-01-27 4 S false 2355.00 465.5384 D 9746.00 D Common Stock 2021-01-27 4 S false 411.00 466.3019 D 9335.00 D Common Stock 2021-01-27 4 S false 320.00 467.9462 D 9015.00 D Common Stock 2021-01-27 4 S false 500.00 469.372 D 8515.00 D Common Stock 2021-01-27 4 S false 500.00 470.216 D 8015.00 D Common Stock 2021-01-27 4 S false 200.00 471.59 D 7815.00 D Common Stock 109.00 I By 401(k)/ESOP Stock Option 122.55 2021-01-27 4 M false 290.00 0.00 D 2021-03-03 Common Stock 290.00 0.00 D Stock Option 129.81 2021-01-27 4 M false 2066.00 0.00 D 2022-05-01 Common Stock 2066.00 0.00 D Stock Option 105.18 2021-01-27 4 M false 3219.00 0.00 D 2023-05-02 Common Stock 3219.00 0.00 D This transaction was executed in multiple trades at prices ranging from $462.71 to $463.51; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 01-May-2015. 25%/4yr beginning on 02-May-2016. This transaction was executed in multiple trades at prices ranging from $463.77 to $464.75; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $465.05 to $465.99; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $466.18 to $466.38; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $467.69 to $468.43; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $468.88 to $469.82; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $469.92 to $470.76; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $471.18 to $472.00; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 03-Mar-2014. /s/Desiree Combs, Attorney-in-Fact for Michael Zuckert 2021-01-29