0001562180-21-000466.txt : 20210122 0001562180-21-000466.hdr.sgml : 20210122 20210122131318 ACCESSION NUMBER: 0001562180-21-000466 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210120 FILED AS OF DATE: 20210122 DATE AS OF CHANGE: 20210122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zuckert Michael S CENTRAL INDEX KEY: 0001601636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 21545189 MAIL ADDRESS: STREET 1: 365 HAWTHORNE AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-01-20 false 0000719739 SVB FINANCIAL GROUP SIVB 0001601636 Zuckert Michael S 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false General Counsel Common Stock 2021-01-20 4 A false 1358.00 A 7815.00 D Common Stock 109.00 I By 401(k)/ESOP Performance Restricted Stock Unit 2021-01-20 4 M false 1358.00 0.00 D 2021-01-29 2025-05-01 Common Stock 1358.00 0.00 D To the extent deemed earned on January 20, 2021, these awards are scheduled to complete their time-based vesting, and cliff vest on January 29, 2021. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2020. /s/Desiree Combs, Attorney-in-Fact for Michael Zuckert 2021-01-22