0001562180-21-000464.txt : 20210122
0001562180-21-000464.hdr.sgml : 20210122
20210122125950
ACCESSION NUMBER: 0001562180-21-000464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210120
FILED AS OF DATE: 20210122
DATE AS OF CHANGE: 20210122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds-Waters Christopher
CENTRAL INDEX KEY: 0001421898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 21545163
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2021-01-20
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001421898
Edmonds-Waters Christopher
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Human Resources Officer
Common Stock
2020-06-30
5
A
false
E
32.00
183.201
A
4032.00
D
Common Stock
2020-12-31
5
A
false
E
13.00
175.338
A
4045.00
D
Common Stock
2021-01-20
4
A
false
1244.00
A
5289.00
D
Common Stock
2972.00
I
By 401(k)/ESOP
Performance Restricted Stock Unit
2021-01-20
4
M
false
1244.00
0.00
D
2021-01-29
2025-05-01
Common Stock
1244.00
0.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
To the extent deemed earned on January 20, 2021, these awards are scheduled to complete their time-based vesting, and cliff vest on January 29, 2021.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2020.
/s/Desiree Combs, Attorney-in-Fact for Christopher Edmonds-Waters
2021-01-22