0001562180-20-006278.txt : 20201005 0001562180-20-006278.hdr.sgml : 20201005 20201005144027 ACCESSION NUMBER: 0001562180-20-006278 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201005 DATE AS OF CHANGE: 20201005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China John CENTRAL INDEX KEY: 0001519244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 201223201 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-10-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001519244 China John 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false President of SVB Capital Common Stock 2020-10-01 4 M false 1264.00 129.81 A 22377.00 D Common Stock 2020-10-01 4 S false 1264.00 243.06 D 21113.00 D Common Stock 5766.00 I By 401(k)/ESOP Stock Option 129.81 2020-10-01 4 M false 1264.00 0.00 D 2022-05-01 Common Stock 1264.00 536.00 D The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2020. 25%/4yr beginning on 01-May-2015. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 5, 2020. /s/Desiree Combs, Attorney-in-Fact for John China 2020-10-05