0001562180-20-005306.txt : 20200805 0001562180-20-005306.hdr.sgml : 20200805 20200805101744 ACCESSION NUMBER: 0001562180-20-005306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200803 FILED AS OF DATE: 20200805 DATE AS OF CHANGE: 20200805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zuckert Michael S CENTRAL INDEX KEY: 0001601636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 201076097 MAIL ADDRESS: STREET 1: 365 HAWTHORNE AVENUE CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-08-03 false 0000719739 SVB FINANCIAL GROUP SIVB 0001601636 Zuckert Michael S 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false General Counsel Common Stock 2020-08-03 4 M false 1100.00 122.55 A 7557.00 D Common Stock 2020-08-03 4 S false 1100.00 223.66 D 6457.00 D Common Stock 111.00 I By 401(k)/ESOP Stock Option 122.55 2020-08-03 4 M false 1100.00 0.00 D 2021-03-03 Common Stock 1100.00 1090.00 D 25%/4yr beginning on 03-Mar-2014. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 2, 2020. /s/Desiree Combs, Attorney-in-Fact for Michael Zuckert 2020-08-05