0001562180-20-004988.txt : 20200706 0001562180-20-004988.hdr.sgml : 20200706 20200706161344 ACCESSION NUMBER: 0001562180-20-004988 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200701 FILED AS OF DATE: 20200706 DATE AS OF CHANGE: 20200706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER MICHELLE CENTRAL INDEX KEY: 0001580577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 201013643 MAIL ADDRESS: STREET 1: 177 WESTLAWN AVE CITY: DALY CITY STATE: CA ZIP: 94015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-07-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001580577 DRAPER MICHELLE 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Marketing Officer Common Stock 2020-06-30 5 A false E 98.00 183.201 A 4296.00 D Common Stock 2020-07-01 4 M false 213.00 107.98 A 4509.00 D Common Stock 2020-07-01 4 S false 213.00 213.00 D 4296.00 D Common Stock 2020-07-02 4 S false 98.00 212.5401 D 4198.00 D Common Stock 137.00 I By 401(k)/ESOP Stock Option 107.98 2020-07-01 4 M false 213.00 0.00 D 2021-04-29 Common Stock 213.00 1917.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 13, 2019. The information in this report is based on 401(k)/ESOP Plan statement dated as of June 30, 2020. 25%/4yr beginning on 29-Apr-2014. /s/Desiree Combs, Attorney-in-Fact for Michelle Draper 2020-07-06