0001562180-20-003441.txt : 20200506 0001562180-20-003441.hdr.sgml : 20200506 20200506115852 ACCESSION NUMBER: 0001562180-20-003441 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200504 FILED AS OF DATE: 20200506 DATE AS OF CHANGE: 20200506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 20851779 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-05-04 false 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Operations Officer Common Stock 2020-05-02 2020-05-04 4 M false 265.00 A 9969.00 D Common Stock 2020-05-02 2020-05-04 4 M false 216.00 A 10185.00 D Common Stock 2020-05-02 2020-05-04 4 F false 132.00 182.35 D 10053.00 D Common Stock 2020-05-02 2020-05-04 4 F false 108.00 182.35 D 9945.00 D Common Stock 8.00 I By 401(k)/ESOP Restricted Stock Unit 2020-05-02 2020-05-04 4 M false 265.00 0.00 D 2023-05-02 Common Stock 265.00 0.00 D Restricted Stock Unit 2020-05-02 2020-05-04 4 M false 216.00 0.00 D 2024-05-02 Common Stock 216.00 216.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. 25%/4yr beginning on 02-May-2016. 25%/4yr beginning on 02-May-2017. /s/Desiree Combs, Attorney-in-Fact for Philip Cox 2020-05-06