0001562180-20-003416.txt : 20200505
0001562180-20-003416.hdr.sgml : 20200505
20200505204307
ACCESSION NUMBER: 0001562180-20-003416
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200501
FILED AS OF DATE: 20200505
DATE AS OF CHANGE: 20200505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Edmonds-Waters Christopher
CENTRAL INDEX KEY: 0001421898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 20850861
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-05-01
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001421898
Edmonds-Waters Christopher
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Human Resources Officer
Common Stock
2020-05-01
4
M
false
135.00
A
3682.00
D
Common Stock
2020-05-01
4
M
false
155.00
A
3837.00
D
Common Stock
2020-05-01
4
F
false
47.00
184.86
D
3790.00
D
Common Stock
2020-05-01
4
F
false
54.00
184.86
D
3736.00
D
Common Stock
3021.00
I
By 401(k)/ESOP
Stock Option
184.86
2020-05-01
4
A
false
2951.00
0.00
A
2027-05-01
Common Stock
2951.00
2951.00
D
Performance Restricted Stock Unit
2020-05-01
5
A
false
E
3034.00
0.00
A
2023-01-31
2027-05-01
Common Stock
3034.00
3034.00
D
Restricted Stock Unit
2020-05-01
4
A
false
1011.00
0.00
A
2027-05-01
Common Stock
1011.00
1011.00
D
Restricted Stock Unit
2020-05-01
4
M
false
135.00
0.00
D
2025-05-01
Common Stock
135.00
270.00
D
Restricted Stock Unit
2020-05-01
4
M
false
155.00
0.00
D
2026-05-01
Common Stock
155.00
462.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2020.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2023.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
25%/4yr beginning on 01-May-2018.
25%/4yr beginning on 01-May-2019.
/s/Desiree Combs, Attorney-in-Fact for Christopher Edmonds-Waters
2020-05-05