0001562180-20-003414.txt : 20200505 0001562180-20-003414.hdr.sgml : 20200505 20200505204109 ACCESSION NUMBER: 0001562180-20-003414 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200501 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DRAPER MICHELLE CENTRAL INDEX KEY: 0001580577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 20850858 MAIL ADDRESS: STREET 1: 177 WESTLAWN AVE CITY: DALY CITY STATE: CA ZIP: 94015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-05-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001580577 DRAPER MICHELLE 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Marketing Officer Common Stock 2020-05-01 4 M false 135.00 A 4333.00 D Common Stock 2020-05-01 4 M false 155.00 A 4488.00 D Common Stock 2020-05-01 4 F false 47.00 184.86 D 4441.00 D Common Stock 2020-05-01 4 F false 54.00 184.86 D 4387.00 D Common Stock 2020-05-01 4 M false 213.00 107.98 A 4600.00 D Common Stock 2020-05-01 4 S false 213.00 187.23 D 4387.00 D Common Stock 138.00 I By 401(k)/ESOP Stock Option 184.86 2020-05-01 4 A false 2951.00 0.00 A 2027-05-01 Common Stock 2951.00 2951.00 D Performance Restricted Stock Unit 2020-05-01 5 A false E 3034.00 0.00 A 2023-01-31 2027-05-01 Common Stock 3034.00 3034.00 D Restricted Stock Unit 2020-05-01 4 A false 1011.00 0.00 A 2027-05-01 Common Stock 1011.00 1011.00 D Restricted Stock Unit 2020-05-01 4 M false 135.00 0.00 D 2025-05-01 Common Stock 135.00 270.00 D Restricted Stock Unit 2020-05-01 4 M false 155.00 0.00 D 2026-05-01 Common Stock 155.00 462.00 D Stock Option 107.98 2020-05-01 4 M false 213.00 0.00 D 2021-04-29 Common Stock 213.00 2343.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. 25%/4yr beginning on 29-Apr-2014. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective November 13, 2019. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2023. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. 25%/4yr beginning on 01-May-2018. 25%/4yr beginning on 01-May-2019. /s/Desiree Combs, Attorney-in-Fact for Michelle Draper 2020-05-05