0001562180-20-003412.txt : 20200505
0001562180-20-003412.hdr.sgml : 20200505
20200505203753
ACCESSION NUMBER: 0001562180-20-003412
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200501
FILED AS OF DATE: 20200505
DATE AS OF CHANGE: 20200505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: China John
CENTRAL INDEX KEY: 0001519244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 20850846
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-05-01
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001519244
China John
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
President of SVB Capital
Common Stock
2020-05-01
4
M
false
246.00
A
20631.00
D
Common Stock
2020-05-01
4
M
false
257.00
A
20888.00
D
Common Stock
2020-05-01
4
F
false
122.00
184.86
D
20766.00
D
Common Stock
2020-05-01
4
F
false
128.00
184.86
D
20638.00
D
Common Stock
5815.00
I
By 401(k)/ESOP
Stock Option
184.86
2020-05-01
4
A
false
5270.00
0.00
A
2027-05-01
Common Stock
5270.00
5270.00
D
Performance Restricted Stock Unit
2020-05-01
5
A
false
E
5418.00
0.00
A
2023-01-31
2027-05-01
Common Stock
5418.00
5418.00
D
Restricted Stock Unit
2020-05-01
4
A
false
1806.00
0.00
A
2027-05-01
Common Stock
1806.00
1806.00
D
Restricted Stock Unit
2020-05-01
4
M
false
246.00
0.00
D
2025-05-01
Common Stock
246.00
492.00
D
Restricted Stock Unit
2020-05-01
4
M
false
257.00
0.00
D
2026-05-01
Common Stock
257.00
771.00
D
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units.
Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2023.
Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates.
25%/4yr beginning on 01-May-2018.
25%/4yr beginning on 01-May-2019.
/s/Desiree Combs, Attorney-in-Fact for John China
2020-05-05