0001562180-20-003409.txt : 20200505 0001562180-20-003409.hdr.sgml : 20200505 20200505203322 ACCESSION NUMBER: 0001562180-20-003409 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200501 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beck Daniel J CENTRAL INDEX KEY: 0001708156 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 20850826 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-05-01 false 0000719739 SVB FINANCIAL GROUP SIVB 0001708156 Beck Daniel J 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Financial Officer Common Stock 2020-05-01 4 M false 185.00 A 1753.00 D Common Stock 2020-05-01 4 M false 309.00 A 2062.00 D Common Stock 2020-05-01 4 F false 64.00 184.86 D 1998.00 D Common Stock 2020-05-01 4 F false 107.00 184.86 D 1891.00 D Common Stock 27.00 I By 401(k)/ESOP Stock Option 184.86 2020-05-01 4 A false 5270.00 0.00 A 2027-05-01 Common Stock 5270.00 5270.00 D Performance Restricted Stock Unit 2020-05-01 5 A false E 5418.00 0.00 A 2023-01-31 2027-05-01 Common Stock 5418.00 5418.00 D Restricted Stock Unit 2020-05-01 4 A false 1806.00 0.00 A 2027-05-01 Common Stock 1806.00 1806.00 D Restricted Stock Unit 2020-05-01 4 M false 185.00 0.00 D 2025-05-01 Common Stock 185.00 368.00 D Restricted Stock Unit 2020-05-01 4 M false 309.00 0.00 D 2026-05-01 Common Stock 309.00 925.00 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Shares withheld by Issuer for payment of tax liability incurred upon vesting of restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2020. Stock options are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Performance-based restricted stock units (PRSUs) are subject to both performance-based and time-based vesting and scheduled to vest on January 31, 2023. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. 25%/4yr beginning on 01-May-2018. 25%/4yr beginning on 01-May-2019. /s/Desiree Combs, Attorney-in-Fact for Daniel Beck 2020-05-05