0001562180-20-003201.txt : 20200429 0001562180-20-003201.hdr.sgml : 20200429 20200429110516 ACCESSION NUMBER: 0001562180-20-003201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200427 FILED AS OF DATE: 20200429 DATE AS OF CHANGE: 20200429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cadieux Marc C CENTRAL INDEX KEY: 0001600735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 20828244 MAIL ADDRESS: STREET 1: 508 LAUREL AVENUE CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-04-27 false 0000719739 SVB FINANCIAL GROUP SIVB 0001600735 Cadieux Marc C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Credit Officer Common Stock 2020-04-27 4 M false 3550.00 71.11 A 18355.00 D Common Stock 2020-04-27 4 S false 2503.00 184.37 D 15852.00 D Common Stock 3309.00 I By 401(k)/ESOP Stock Option 71.11 2020-04-27 4 M false 3550.00 0.00 D 2020-04-30 Common Stock 3550.00 0.00 D The information in this report is based on 401(k)/ESOP Plan statement dated as of March 31, 2020. 25%/4yr beginning on 30-Apr-2013. The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective February 3, 2020. /s/Desiree Combs, Attorney-in-Fact for Marc Cadieux 2020-04-29