0001562180-20-000553.txt : 20200124
0001562180-20-000553.hdr.sgml : 20200124
20200124160959
ACCESSION NUMBER: 0001562180-20-000553
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200122
FILED AS OF DATE: 20200124
DATE AS OF CHANGE: 20200124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zuckert Michael S
CENTRAL INDEX KEY: 0001601636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 20545571
MAIL ADDRESS:
STREET 1: 365 HAWTHORNE AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-01-22
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001601636
Zuckert Michael S
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
General Counsel
Common Stock
2020-01-22
4
A
false
1923.00
A
6715.00
D
Common Stock
102.00
I
By 401(k)/ESOP
Performance Restricted Stock Unit
2020-01-22
4
M
false
1923.00
0.00
D
2020-01-30
2024-02-21
Common Stock
1923.00
0.00
D
To the extent deemed earned on January 22, 2020, these awards are scheduled to complete their time-based vesting, and cliff vest on January 30, 2020.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2019.
/s/Desiree Combs, Attorney-in-Fact for Michael Zuckert
2020-01-24
EX-24
2
poamichaelzuckert_jul2019.txt
MICHAEL ZUCKERT JUL 2019 POA
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE
I, as an officer or director of SVB Financial Group and subsidiaries,
appoint Annie Loo, Connie Lam, Desiree Combs, and Wei Sun each of
them, my true and lawful attorney-in-fact and agent to complete and
execute Forms 144, Forms 3, 4 and 5 and other forms as the attorney
determines in his or her discretion are required or advisable
pursuant to Rule 144 under the Securities Act of 1933 (as amended),
Section 16 of the Securities Exchange Act of 1934 (as amended) or the
Securities and Exchange Commission's rules and regulations, or any
successor laws or regulations, as a consequence of my ownership,
acquisition or disposition of securities of SVB Financial Group, and
to do all acts necessary in order to file such forms with the
Securities and Exchange Commission, any securities exchange or
national association, and other person or agency as the attorney
deems appropriate. I ratify and confirm all that the attorneys-in-
act and agents do or cause to be done.
This Limited Power of Attorney is executed in Santa Clara, CA as of
the date below and shall remain effective unless I am no longer
required to complete said forms or until my revocation in writing of
this Limited Power of Attorney.
Signature
/s/Michael Zuckert
Type or Print Name
Dated: 07/22/2019
Witness:
/s/Brittani Parks
Type or Print Name
/s/Jaspreet Singh
Type or Print Name
Dated: 07/22/2019