0001562180-20-000549.txt : 20200124 0001562180-20-000549.hdr.sgml : 20200124 20200124160713 ACCESSION NUMBER: 0001562180-20-000549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200122 FILED AS OF DATE: 20200124 DATE AS OF CHANGE: 20200124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cox Philip C CENTRAL INDEX KEY: 0001575523 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 20545517 MAIL ADDRESS: STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD STREET 2: FOXTON CAMBRIDGE CITY: LONDON STATE: X0 ZIP: CB22 6SL ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-01-22 false 0000719739 SVB FINANCIAL GROUP SIVB 0001575523 Cox Philip C 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false Chief Operations Officer Common Stock 2019-12-31 5 A false E 26.00 189.86 A 7997.00 D Common Stock 2020-01-22 4 A false 2308.00 A 10305.00 D Performance Restricted Stock Unit 2020-01-22 4 M false 2308.00 0.00 D 2020-01-30 2024-02-21 Common Stock 2308.00 0.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). To the extent deemed earned on January 22, 2020, these awards are scheduled to complete their time-based vesting, and cliff vest on January 30, 2020. Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. /s/Desiree Combs, Attorney-in-Fact for Philip Cox 2020-01-24