0001562180-20-000549.txt : 20200124
0001562180-20-000549.hdr.sgml : 20200124
20200124160713
ACCESSION NUMBER: 0001562180-20-000549
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200122
FILED AS OF DATE: 20200124
DATE AS OF CHANGE: 20200124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cox Philip C
CENTRAL INDEX KEY: 0001575523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 20545517
MAIL ADDRESS:
STREET 1: ORCHARD HOUSE 40 BARRINGTON ROAD
STREET 2: FOXTON CAMBRIDGE
CITY: LONDON
STATE: X0
ZIP: CB22 6SL
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-01-22
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001575523
Cox Philip C
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
Chief Operations Officer
Common Stock
2019-12-31
5
A
false
E
26.00
189.86
A
7997.00
D
Common Stock
2020-01-22
4
A
false
2308.00
A
10305.00
D
Performance Restricted Stock Unit
2020-01-22
4
M
false
2308.00
0.00
D
2020-01-30
2024-02-21
Common Stock
2308.00
0.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
To the extent deemed earned on January 22, 2020, these awards are scheduled to complete their time-based vesting, and cliff vest on January 30, 2020.
Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock.
/s/Desiree Combs, Attorney-in-Fact for Philip Cox
2020-01-24