0001562180-20-000169.txt : 20200106 0001562180-20-000169.hdr.sgml : 20200106 20200106113902 ACCESSION NUMBER: 0001562180-20-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: China John CENTRAL INDEX KEY: 0001519244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 20508593 MAIL ADDRESS: STREET 1: 3005 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 942856336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-01-02 false 0000719739 SVB FINANCIAL GROUP SIVB 0001519244 China John 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false President of SVB Capital Common Stock 2020-01-02 4 M false 1000.00 71.11 A 19347.00 D Common Stock 2020-01-02 4 S false 400.00 249.9925 D 18947.00 D Common Stock 2020-01-02 4 S false 400.00 251.36 D 18547.00 D Common Stock 2020-01-02 4 S false 200.00 252.685 D 18347.00 D Common Stock 5682.00 I By 401(k)/ESOP Stock Option 71.11 2020-01-02 4 M false 1000.00 0.00 D 2020-04-30 Common Stock 1000.00 1000.00 D This transaction was executed in multiple trades at prices ranging from $249.82 to $250.23; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $250.98 to $251.71; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $252.34 to $253.03; the price reported above reflects the weighted average sale price. The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2019. 25%/4yr beginning on 30-Apr-2013. The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 1, 2019. /s/Desiree Combs, Attorney-in-Fact for John China 2020-01-06