0001562180-20-000169.txt : 20200106
0001562180-20-000169.hdr.sgml : 20200106
20200106113902
ACCESSION NUMBER: 0001562180-20-000169
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200106
DATE AS OF CHANGE: 20200106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: China John
CENTRAL INDEX KEY: 0001519244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39154
FILM NUMBER: 20508593
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
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2020-01-02
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001519244
China John
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
President of SVB Capital
Common Stock
2020-01-02
4
M
false
1000.00
71.11
A
19347.00
D
Common Stock
2020-01-02
4
S
false
400.00
249.9925
D
18947.00
D
Common Stock
2020-01-02
4
S
false
400.00
251.36
D
18547.00
D
Common Stock
2020-01-02
4
S
false
200.00
252.685
D
18347.00
D
Common Stock
5682.00
I
By 401(k)/ESOP
Stock Option
71.11
2020-01-02
4
M
false
1000.00
0.00
D
2020-04-30
Common Stock
1000.00
1000.00
D
This transaction was executed in multiple trades at prices ranging from $249.82 to $250.23; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $250.98 to $251.71; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $252.34 to $253.03; the price reported above reflects the weighted average sale price.
The information in this report is based on 401(k)/ESOP Plan statement dated as of December 31, 2019.
25%/4yr beginning on 30-Apr-2013.
The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 1, 2019.
/s/Desiree Combs, Attorney-in-Fact for John China
2020-01-06