0001562180-19-005353.txt : 20191105
0001562180-19-005353.hdr.sgml : 20191105
20191105180627
ACCESSION NUMBER: 0001562180-19-005353
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191101
FILED AS OF DATE: 20191105
DATE AS OF CHANGE: 20191105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: China John
CENTRAL INDEX KEY: 0001519244
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-15637
FILM NUMBER: 191194532
MAIL ADDRESS:
STREET 1: 3005 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SVB FINANCIAL GROUP
CENTRAL INDEX KEY: 0000719739
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 942856336
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3003 TASMAN DR
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 4086547400
MAIL ADDRESS:
STREET 1: 3003 TASMAN DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES
DATE OF NAME CHANGE: 19920703
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-11-01
false
0000719739
SVB FINANCIAL GROUP
SIVB
0001519244
China John
3005 TASMAN DRIVE
SANTA CLARA
CA
95054
false
true
false
false
President of SVB Capital
Common Stock
2019-06-28
5
A
false
E
127.00
166.46
A
18347.00
D
Common Stock
2019-11-01
4
M
false
1000.00
71.11
A
19347.00
D
Common Stock
2019-11-01
4
S
false
400.00
225.62
D
18947.00
D
Common Stock
2019-11-01
4
S
false
500.00
228.244
D
18447.00
D
Common Stock
2019-11-01
4
S
false
100.00
229.0362
D
18347.00
D
Common Stock
5700.00
I
By 401(k)/ESOP
Stock Option
71.11
2019-11-01
4
M
false
1000.00
0.00
D
2020-04-30
Common Stock
1000.00
3000.00
D
These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
The transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective March 1, 2019.
This transaction was executed in multiple trades at prices ranging from $225.02 to $225.83; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $227.86 to $228.64; the price reported above reflects the weighted average sale price.
This transaction was executed in multiple trades at prices ranging from $229.03 to $229.06; the price reported above reflects the weighted average sale price.
The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2019.
25%/4yr beginning on 30-Apr-2013.
/s/Desiree Combs, Attorney-in-Fact for John China
2019-11-05
EX-24
2
poajohnchina_jul2019.txt
JOHN CHINA JUL 2019 POA
LIMITED POWER OF ATTORNEY - SECURITIES LAW COMPLIANCE
I, as an officer or director of SVB Financial Group and subsidiaries,
appoint Annie Loo, Connie Lam, Desiree Combs, and Wei Sun each of
them, my true and lawful attorney-in-fact and agent to complete and
execute Forms 144, Forms 3, 4 and 5 and other forms as the attorney
determines in his or her discretion are required or advisable
pursuant to Rule 144 under the Securities Act of 1933 (as amended),
Section 16 of the Securities Exchange Act of 1934 (as amended) or the
Securities and Exchange Commission's rules and regulations, or any
successor laws or regulations, as a consequence of my ownership,
acquisition or disposition of securities of SVB Financial Group, and
to do all acts necessary in order to file such forms with the
Securities and Exchange Commission, any securities exchange or
national association, and other person or agency as the attorney
deems appropriate. I ratify and confirm all that the attorneys-in-
act and agents do or cause to be done.
This Limited Power of Attorney is executed in Santa Clara, CA as of
the date below and shall remain effective unless I am no longer
required to complete said forms or until my revocation in writing of
this Limited Power of Attorney.
Signature
/s/John China
Type or Print Name
Dated: 07/23/2019
Witness:
/s/Brittani Parks
Type or Print Name
/s/Jaspreet Singh
Type or Print Name
Dated: 07/23/2019